Broker Check

Junior Advisor

We are an Independent Registered Investment Advisory Firm providing investment advice for over twenty-seven years locally in the four corners area.  We are seeking a full-time junior investment advisor. This position has the opportunity of advancement to become a  staff Registered Investment Advisor in our growing organization.

We are seeking a self-motivated, energetic, organized professional.  Must be a dedicated team player with skills in math, data management, professional correspondence and client relationship development.  


  • Ability to evaluate and act on decisions in a fast-paced environment
  • Process trade transactions in accounts in an active management environment
  • Manage re-balancing of client portfolios
  • Review and implementation of financial planning needs of clients
  • Actively contribute to the overall growth of the firm through marketing activity
  • Contribute to portfolio management decisions customized for the client
  • Contribute to tasks related to development of client relationships

Education:  College level classes required with a bachelor’s degree preferred.  Advancement to full time investment advisor professional level will require completion of a bachelor’s degree and achievement of a Certified Financial Planner Certificate (CFP).  Ability to pass Series 65/66 examine within 60 days of employment if not already held.

Duties include but not limited to:

  • Follow direction from more experienced financial advisors and provide ongoing support
  • Participate in portfolio management development meetings and execute transactions where directed
  • Participate in client meetings and develop notes for action items
  • Staying informed on and continuously improve on knowledge in all areas impacting portfolio management and the financial planning needs of our clients
  • Process client inquiries, handle telephone calls and complete assigned CRM tasks
  • Monitor incoming email, responding where appropriate
  • Miscellaneous projects and tasks

Skills and Qualifications needed:

  • Experience with Microsoft Office Suite. Proficiency in Outlook and CRM systems
  • High level of IT knowledge and use of various software programs
  • Excellent business communication skills; both verbal and written
  • Strong focus and organizational skills with the ability to prioritize and multi-task in a high energy office setting

The diversity of this role means you will be involved in many aspects of the company and will be a key part of working with a small professional team. The ideal candidate is someone who is seeking an opportunity in a small Colorado town environment, with room for substantial advancement in the business. If you are the right person, who has a love of learning with the determination to succeed, please send current resume with a one-page cover letter telling us about yourself.

Salary commensurate with experience. Some benefits included.  Please be prepared to provide strong references as well as a college transcript.  Background check will be required.  We are a drug and smoke free organization.

Submit resume with Investment Advisor Trainee in the subject line to: